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SECURITIES & EXCH. COM'N v. WALL STREET TRANSCRIPT CORP.

No. M18-304.

294 F.Supp. 298 (1968)

In the Matter of an Application to Enforce Administrative Subpoena Duces Tecum of the SECURITIES AND EXCHANGE COMMISSION, Applicant, v. WALL STREET TRANSCRIPT CORPORATION by Richard A. Holman, Respondent.

United States District Court S. D. New York.

November 22, 1968.

Attorney(s) appearing for the Case

Securities and Exchange Commission by Maylon M. Frankhauser, New York Regional Administrator, Richard V. Bandler, Associate Regional Administrator, Edward H. Nordlinger and Murray L. Finebaum, New York City, Attorneys.

Pollack, Greenspoon & Singer, by Samuel N. Greenspoon, New York City, for respondent.

OPINION

TYLER, District Judge.

This is a motion by the Securities and Exchange Commission ("SEC") for an order pursuant to Section 209(c) of the Investment Advisers Act of 1940, 15 U. S.C. § 80b-9(c), requiring the respondent to appear and testify and to produce certain documents to be described hereinafter.

Since this motion raises interesting and troublesome questions concerning the comparatively broad powers of the

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