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SECURITIES & EXCH. COM'N v. NORTH AMERICAN RESEARCH & D. CORP.

No. 67 Civ. 3724.

280 F.Supp. 106 (1968)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. NORTH AMERICAN RESEARCH AND DEVELOPMENT CORP. et al., Defendants.

United States District Court S. D. New York.

February 8, 1968.

Attorney(s) appearing for the Case

Mahlon M. Frankhauser, Regional Administrator, Charles Snow, Assistant Regional Administrator, John J. Phelan, III, New York City, for plaintiff Securities and Exchange Commission New York Regional Office.

Glass & Greenberg, New York City, for North American Research and Development Corp., Edward White, Lewis Dillman and K. Ralph Bowman.

Arnold & Porter, Washington, D. C., for North American Research and Development Corp.

Saul Horing, New York City, for Donald Glenn, Norma C. Bowman, Ramon N. Bowman, Albert W. Conrad, Richard E. Whitney, Frank M. Whitney, Abby Whitney and Robert A. Johnson.

Robert W. Taylor, New York City, for Wellington Hunter, d/b/a Wellington Hunter Associates.

Feiner & Klaris, New York City, for Dunhill Securities Corp. and Guido Volante.

Gottlieb & Schiff, Esqs., New York City, and Donald Van Koughnet, Silver Springs, Md. for Lars Hagglof & Co., Ltd., Sidney Rosen and Redroof Trading Co.

Henry Malon, New York City, for Alfred Blumberg.

Colton & Pinkam, New York City, for Martin Orenzoff.

Harry Pollak, New York City, for Griffith C. Lindquist, d/b/a Lindquist Securities Co.

MANSFIELD, District Judge.

Acting pursuant to § 20(b) of the Securities Act of 1933 (15 U.S.C.A. § 77t (b)) and § 21(e) of the Securities Exchange Act of 1934 (15 U.S.C.A. § 78u (e)), the Securities and Exchange Commission ("SEC" herein) seeks to enjoin North American Research and Development Corporation ("North American" herein) and 42 other defendants from committing further violations of the registration and anti-fraud provisions of the Securities...

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