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GALBRAITH v. UNITED STATES

No. 9605.

387 F.2d 617 (1968)

John GALBRAITH, Appellant, v. UNITED STATES of America, Appellee.

United States Court of Appeals Tenth Circuit.

January 11, 1968.

Attorney(s) appearing for the Case

Alex Stephen Keller, Denver, Colo., for appellant.

Milton C. Branch, Asst. U. S. Atty., (Lawrence M. Henry, U. S. Atty., on the brief), for appellee.

Before WOODBURY, LEWIS and HICKEY, Circuit Judges.

DAVID T. LEWIS, Circuit Judge.

Appellant was convicted after trial to a jury on each of seven counts of an eight-count indictment charging substantive violations of the Securities Act of 1933, 15 U.S.C. § 77q(a). He was sentenced to concurrent terms of three and one-half years on Counts 1, 3 and 4, the second count having been dismissed by the trial court. Imposition of sentence on Counts 5, 6, 7 and 8 was suspended subject to a period of five years' probation...

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