Harold Z. KAPLAN et al., Plaintiffs-Appellants,
v.
LEHMAN BROTHERS et al., Defendants-Appellees.
United States Court of Appeals Seventh Circuit.https://leagle.com/images/logo.png
January 4, 1967.
January 4, 1967.
Attorney(s) appearing for the Case
Joseph A. Rosin, Chicago, Ill., Attorney for plaintiffs-appellants.
Harold Z. Kaplan, Joseph A. Rosin, A. Bradley Eben, Chicago, Ill., for appellant.
Philip A. Loomis, Jr., S. E. C., Washington, D. C., Walter P. North, Associate General Counsel, Meyer Eisenberg, Asst. General Counsel, Daniel J. Goldberg, Attorney, Peter B. Archie, Attorney, Securities and Exchange Commission, Washington, D. C., Roger S. Foster, Special Counsel, Office of Policy Research, Securities and Exchange Commission, of counsel, amici curiæ.
Hammond E. Chaffetz, Edward M. Bullard, Miles G. Seeley, Joseph D. Block, Chicago, Ill., William R. Jentes, Chicago, Ill., for defendants Lehman Brothers, Goodbody & Co., Dominick & Dominick, Inc. and Paine, Webber, Jackson & Curtis, Kirkland, Ellis, Hodson, Chaffetz & Masters, Chicago, Ill., William J. Manning, Simpson, Thacher & Bartlett, William F. Clare, Jr., Clare & Whitehead, Joseph F. Monaghan, McCanliss & Early, Milton Weiss, Beekman & Bogue, New York City, of counsel.
John T. Chadwell, Richard M. Keck, Chicago, Ill., for defendant New York Stock Exchange; Chadwell, Keck, Kayser, Ruggles & McLaren, Chicago, Ill., Samuel L. Rosenberry, William E. Jackson, Isaac Shapiro, Milbank, Tweed, Hadley & McCloy, New York City, of counsel.
Before SCHNACKENBERG, CASTLE and FAIRCHILD, Circuit Judges.
United States Court of Appeals Seventh Circuit.
SCHNACKENBERG, Circuit Judge.
Plaintiff Harold Z. Kaplan, and minor plaintiffs Frederick L. Dunn, Daniel B. Dunn, Charlotte F. Dunn and Nancy L. Dunn, by Lila Dunn, their next friend, as shareholders in several named mutual funds, brought a class action derivatively for and on behalf of all shareholders of The Lehman Corporation, a Delaware corporation, and four other mutual funds.1 An appeal on behalf of said plaintiffs was taken from...
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