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VICKERS v. SECURITIES AND EXCHANGE COMMISSION

No. 24, Docket 30610.

383 F.2d 343 (1967)

Henry G. VICKERS, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Second Circuit.

Decided October 3, 1967.

Attorney(s) appearing for the Case

Clare E. Walker, New York City (Hill, Rivkins, Warburton, McGowan & Carey, New York City, of counsel), for petitioner.

Walter P. North, Washington, D. C. (Philip A. Loomis, Jr., Ellwood L. Englander, and Theodore S. Kaplan, Securities and Exchange Commission, Washington, D. C., on the brief), for respondent.

Before MOORE, SMITH, and KAUFMAN, Circuit Judges.

PER CURIAM:

In 1959, the Securities and Exchange Commission (the Commission) revoked the broker and dealer registration of the firm of Vickers Brothers of which petitioner was a 90% owner. Shortly thereafter, application for broker and dealer registration was filed for the firm of Merritt & Co. The organizers of Merritt & Co. included petitioner's brother as well as others who had been active in the Vickers Brothers firm. In its present order, the Commission...

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