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BLAU v. LAMB

No. 202, Docket 29940.

363 F.2d 507 (1966)

Isadore BLAU, a stockholder of Air-Way Industries, Inc., suing on behalf of himself and all other stockholders similarly situated and on behalf and in the right of Air-Way Industries, Inc., Plaintiff-Appellee-Appellant, v. Edward LAMB and Edward Lamb Enterprises, Inc., Defendants-Appellants-Appellees.

United States Court of Appeals Second Circuit.

Decided June 27, 1966.

Attorney(s) appearing for the Case

Morris J. Levy, New York City, for plaintiff-appellee-appellant.

Albert R. Connelly, Cravath, Swaine & Moore, Thomas A. Halleran, New York City, J. Eugene Farber, Toledo, Ohio, Robert Rosenman, John S. Gilbert, New York City, for defendants-appellants-appellees.

Philip A. Loomis, Jr., Gen. Counsel, Walter P. North, Assoc. Gen. Counsel, Meyer Eisenberg, Special Counsel, Gus J. Bennett, Washingon, D. C., Attorney, on brief for Securities and Exchange Commission, amicus curiæ.

Before WATERMAN, KAUFMAN and HAYS, Circuit Judges.

WATERMAN, Circuit Judge:

The plaintiff-appellee-appellant, Isadore Blau, a stockholder of Air-Way Industries, Inc. (Air-Way), a Delaware corporation, commenced this action pursuant to Section 16(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78p (b), to recover "short-swing" profits allegedly realized by the defendants-appellants-appellees, Edward Lamb (Lamb) and Edward Lamb Enterprises, Inc. (Enterprises), an Ohio corporation, as a result of their respective...

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