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SECURITIES AND EXCHANGE COMMISSION v. VAN HORN

No. 15470.

371 F.2d 181 (1966)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. G. N. VAN HORN, Bert Chesnut and Commercial Capital Corporation, Defendants-Appellants.

United States Court of Appeals Seventh Circuit.

December 14, 1966.

Attorney(s) appearing for the Case

John J. Enright, Chicago, Ill., Arvey, Hodes & Mantynband, Chicago, Ill., of counsel, for appellants.

Philip A. Loomis, Jr., David Ferber, Sol., Ellwood L. Englander, Asst. Gen. Counsel, Leonard S. Machtinger, Joan H. Saxer, Attys., S. E. C., Washington, D. C., John I. Mayer, S. E. C., Chicago, Ill., Richard P. Stein, U. S. Atty., Indianapolis, Ind., for appellee.

Before HASTINGS, Chief Judge, MAJOR, Senior Circuit Judge, and CASTLE, Circuit Judge.

MAJOR, Senior Circuit Judge.

This appeal is from an order entered July 12, 1965, by the District Court for the Southern District of Indiana, in an action for an injunction brought by the Securities and Exchange Commission (SEC), pursuant to Sec. 20(b) (15 U.S. C.A. § 77t(b)), alleging violations of Secs. 17(a) and 5(a) and (c) of the Securities Act of 1933 (15 U.S.C.A. § 77q (a) and 15 U.S.C.A. § 77e(a) and (c)) (sometimes referred to as the Act). The...

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