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SECURITIES AND EXCHANGE COMMISSION v. OLSEN

No. 157, Docket 29866.

354 F.2d 166 (1965)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Erling C. OLSEN d/b/a Fitch Investors Service, Defendant-Appellant.

United States Court of Appeals Second Circuit.

Decided December 17, 1965.

Attorney(s) appearing for the Case

Walter P. North, Associate Gen. Counsel, S.E.C., Washington, D. C. (Philip A. Loomis, Jr., Gen. Counsel, Roy Nerenberg, S.E.C., Washington, D. C., on the brief), for plaintiff-appellee.

Robert J. Ward, New York City (Robert Roy Dann, William M. Kaplan, Victor M. Rosenzweig, Aranow, Brodsky, Bohlinger, Einhorn & Dann, New York City, on the brief), for defendant-appellant.

Before LUMBARD, Chief Judge, and FRIENDLY and SMITH, Circuit Judges.

LUMBARD, Chief Judge:

Erling C. Olsen appeals from a judgment of the Southern District of New York holding him in civil contempt for refusing to produce records demanded by the Securities and Exchange Commission. Olsen contends his refusal was justified because production would have violated the Fifth Amendment privilege against compelled self-incrimination and the Fourth Amendment prohibition against unreasonable searches...

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