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SECURITIES AND EXCHANGE COMMISSION v. LATTA

Civ. A. No. 8619.

250 F.Supp. 170 (1965)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Estelle LATTA, Defendant.

United States District Court N. D. California, N. D.

April 26, 1965.

Attorney(s) appearing for the Case

Arthur E. Pennekamp, Regional Administrator, F. E. Kennamer, Jr., Asst. Gen. Counsel, Jack Redden, San Francisco, Cal., for S. E. C.

Jack Leavitt, George T. Davis, Howard C. Ellis, San Francisco, Cal., for defendant Estelle Latta.

MacBRIDE, District Judge.

I

INTRODUCTION

A. Pleadings

1. On March 11, 1963, the Securities and Exchange Commission filed its complaint to enjoin the defendant Estelle Latta from engaging in acts and practices in violation of Section 5(a) and (c) of the Securities Act of 1933 ("Act"), 15 U.S.C. § 77e(a) and (c), in the offer and sale of the securities described below.

2. On October 11, 1963, the Commission with the...

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