UNITED STATES v. DARDI

No. 187, Docket 28030.

330 F.2d 316 (1964)

UNITED STATES of America, Appellee, v. Virgil D. DARDI, Robert B. Gravis, Charles Rosenthal and Charles Berman, Defendants-Appellants.

United States Court of Appeals Second Circuit.

Decided March 17, 1964.


Attorney(s) appearing for the Case

Feldman, Kramer, Bam & Nessen, New York City (Maurice N. Nessen and Merton Sarnoff, New York City, of counsel), for appellant, Virgil D. Dardi.

Irwin L. Germaise, New York City (Bernard B. Polak, of counsel and Phillip C. Samuels, New York City, on the brief), for appellant, Robert B. Gravis.

John A. Vassallo, New York City, for appellant, Charles Rosenthal.

Gallop, Climenko & Gould, New York City (Milton S. Gould and Jonathan W. Lubell, New York City, of counsel), for appellant, Charles Berman.

Gerald Walpin, New York City (Robert M. Morgenthau, U. S. Atty., for the Southern District of New York, Peter H. Morrison, Robert J. Geniesse and Gerald Abrams, Asst. U. S. Attys., of counsel), for the United States of America.

Before MOORE, FRIENDLY and KAUFMAN, Circuit Judges.


MOORE, Circuit Judge.

Four defendants, Virgil D. Dardi, Robert B. Gravis, Charles Rosenthal and Charles Berman, appeal from judgments of conviction that followed a jury verdict in which they were found guilty of unlawfully participating in the distribution of unregistered shares of United Dye and Chemical Corporation stock. Appellant Dardi was President and a Director of United Dye, a company long traded on the New York Stock Exchange. Appellants Berman, Gravis and...

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