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BARNETT v. UNITED STATES

No. 17179.

319 F.2d 340 (1963)

Maurice BARNETT, Jr., and Investment Service Company, Petitioners, v. UNITED STATES of America and Orval L. Dubois, Secretary of the Securities and Exchange Commission, Respondents.

United States Court of Appeals Eighth Circuit.

July 2, 1963.

Attorney(s) appearing for the Case

Haskell, Imes, Kansas City, Mo., for petitioners.

David Ferber, Associate Gen. Counsel, Securities and Exchange Commission, Washington, D. C., for respondent and Peter A. Dammann, Gen. Counsel, and Dolph B. H. Simon, Atty., Securities and Exchange Commission, Washington, D. C., were with him on the brief.

Before SANBORN and BLACKMUN, Circuit Judges, and STEPHENSON, District Judge.

STEPHENSON, District Judge.

This case is before the court on the petition of Maurice Barnett, Jr. and Investment Service Company for review of an administrative order of the Securities and Exchange Commission which order revoked the registration of Investment Service Company as a broker and dealer in securities and found Maurice Barnett, Jr. to be a cause of the revocation. The Commission's order was entered pursuant to Sec. 15(b)1 and...

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