SECURITIES AND EXCHANGE COM'N v. R. A. HOLMAN & CO.

No. 17202.

323 F.2d 284 (1963)

SECURITIES AND EXCHANGE COMMISSION, William L. Cary, et al., Appellants, v. R. A. HOLMAN & COMPANY, Inc., Appellee.

United States Court of Appeals District of Columbia Circuit.

Decided June 13, 1963.


Attorney(s) appearing for the Case

Mr. David Ferber, Assoc. Gen. Counsel, Securities and Exchange Commission, with whom Messrs. Donald R. Jolliffe and Michael Joseph, Attys., Securities and Exchange Commission, were on the brief, for appellants.

Mr. Milton V. Freeman, Washington, D. C., with whom Mr. Edgar H. Brenner, Washington, D. C., was on the brief, for appellee.

Before BAZELON, Chief Judge, and BASTIAN and BURGER, Circuit Judges.


BURGER, Circuit Judge.

The Securities and Exchange Commission appeals from an order of the District Court granting a preliminary injunction1 against the Commission from further conduct of certain proceedings pending before it relating to the issuance and sale of 175,000 shares of stock of Pearson Corporation as issuer of which appellee R. A. Holman & Co., Inc., was underwriter. The District Court granted the injunction on the claim...

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