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SECURITIES AND EXCHANGE COM'N v. GENERAL SECURITIES CO.

216 F.Supp. 350 (1963)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. GENERAL SECURITIES COMPANY, Incorporated, Nicholas J. Papadakos and Dushka Howarth, Defendants.

United States District Court S. D. New York.

April 11, 1963.

Attorney(s) appearing for the Case

Llewellyn P. Young, Regional Administrator, and David Marcus, New York City, Attorney, for Securities and Exchange Commission, for plaintiff.

Hale, Kay, Grant & Meyerson, New York City, for defendants General Securities Co., Inc. and Nicholas J. Papadakos.

WYATT, District Judge.

The Commission moves, under Section 21(e) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(e), and Fed.R.Civ. P. 65, for a preliminary injunction which would restrain

(1) defendant General Securities, its officers, agents, etc. from future violations of Section 15(c) (3) of the Act, 15 U.S.C. § 78o(c) (3), and Commission Rule X-15c3-1 thereunder, 17 C.F.R. Sec. 240.15c3-1, sometimes called the "net capital rule...

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