GUARDIAN INVESTMENT CORPORATION v. RUBINSTEIN

Nos. 3153, 3154.

192 A.2d 296 (1963)

GUARDIAN INVESTMENT CORPORATION, Earl J. Lombard, David Eugene Kenney and Louise Burke, Appellants, v. Harry I. RUBINSTEIN, Appellee. GUARDIAN INVESTMENT CORPORATION, Earl J. Lombard, David Eugene Kenney and Louise Burke, Appellants, v. Joseph E. KAPLAN, Appellee.

District of Columbia Court of Appeals.

Decided June 19, 1963.


Attorney(s) appearing for the Case

Earl J. Lombard, Washington, D. C., for appellants.

Mark P. Friedlander, Jr., Washington, D. C., with whom Mark P. Friedlander and Blaine P. Friedlander, Washington, D. C., were on the brief, for appellees.

Before HOOD, Chief Judge, and QUINN and MYERS, Associate Judges.


QUINN, Associate Judge.

Guardian Investment Corporation and Earl Lombard, its president, appeal from a denial of their motions to set aside summary judgments against them for conduct in violation of Sections 12(2)1 and 152 of the Securities Act of 1933, 48 Stat. 74, as amended, 15 U.S.C. §§ 77a-77aa. Although neither party questioned the jurisdiction of the...

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