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SECURITIES AND EXCHANGE COMMISSION v. BLOOMBERG

Nos. 5907, 5908.

299 F.2d 315 (1962)

SECURITIES AND EXCHANGE COMMISSION, Appellant, v. Arthur Howard BLOOMBERG et al., Trustees, et al., Appellees. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellant, v. Arthur H. BLOOMBERG et al., Defendants, Appellees.

United States Court of Appeals First Circuit.

February 6, 1962.

Attorney(s) appearing for the Case

Walter P. North, Asst. General Counsel, Washington, D. C., with whom Peter A. Dammann, General Counsel, and Robert L. McCloskey, David Ferber, Associate General Counsel, Securities and Exchange Commission, Washington, D. C., were on brief, for appellant.

Arthur Howard Bloomberg and Warren F. Farr, Boston, Mass., with whom Sidney J. Kagan, Peter F. Coogan, Fred B. Lund and John Bok, Boston, Mass., were on brief, for appellees.

Before WOODBURY, Chief Judge, and HARTIGAN and ALDRICH, Circuit Judges.

HARTIGAN, Circuit Judge.

The Securities and Exchange Commission appeals from two adverse judgments of the District Court of the United States for the District of Massachusetts which stem from the Commission's efforts to compel registration of certain stock of the Bettinger Corporation, a Massachusetts Corporation, which was being offered to its present share-holders pursuant to a plan of reorganization.

On November 28, 1960 the Bettinger Corporation filed...

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