DYER v. SECURITIES AND EXCHANGE COMMISSION

No. 16451.

290 F.2d 541 (1961)

Nancy Corinne DYER and J. Raymond Dyer, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Eighth Circuit.

Rehearing Denied June 26, 1961.


Attorney(s) appearing for the Case

J. Raymond Dyer, St. Louis, Mo., for petitioners.

Arthur Blasberg, Jr., Attorney, Securities and Exchange Commission, Washington, D. C., for respondent.

Before JOHNSEN, Chief Judge, and MATTHES, Circuit Judge.


JOHNSEN, Chief Judge.

The Securities Exchange Act of 1934 made it unlawful for anyone to solicit proxies "in respect of any security (other than an exempted security) registered on any national securities exchange in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors." 15 U.S.C.A. § 78n(a).

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