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SECURITIES AND EXCHANGE COM'N v. CASPER ROGERS & CO.

194 F.Supp. 589 (1961)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CASPER ROGERS & CO., Inc., Casper A. Rogers, Defendants.

United States District Court S. D. New York.

May 15, 1961.

Attorney(s) appearing for the Case

William D. Moran, Associate Regional Adm'r, New York City, George L. Mahr, Atty., S. E. C., New York City, for Securities and Exchange Commission.

Javits & Javits, New York City, for defendants. Benjamin A. Javits, Eric M. Javits, Thomas Field, New York City, of counsel.

CASHIN, District Judge.

This is a motion brought on by an order to show cause for a preliminary injunction pending final determination of this action. Plaintiff seeks to enjoin the defendants from using any instrumentalities of interstate commerce to engage in the securities business as a registered broker-dealer unless it complies with the Commission's net capital and bookkeeping rules. Specifically, defendants are charged with violating Section 15(c) (3) of the...

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