PEOPLE v. ALISON

Docket No. 7136.

189 Cal.App.2d 201 (1961)

10 Cal. Rptr. 859

THE PEOPLE, Respondent, v. DAVID R. ALISON, Appellant.

Court of Appeals of California, Second District, Division Two.

February 16, 1961.


Attorney(s) appearing for the Case

Al Matthews for Appellant.

Stanley Mosk, Attorney General, William E. James, Assistant Attorney General, and Norman H. Sokolow, Deputy Attorney General, for Respondent.


FOX, P.J.

Defendant was convicted of violating the Corporate Securities Law (Corp. Code, § 26104, subd. (a)), in that on or about September 26, 1958, in Los Angeles County, defendant did, willfully, unlawfully and knowingly, sell and offer for sale, and negotiate for sale for value, shares of capital stock without first applying for and receiving from the Corporation Commissioner a permit so to do. Proceedings were suspended and three years' probation was granted...

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