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N. SIMS ORGAN & CO. v. SECURITIES AND EXCHANGE COM'N

No. 407, Docket 26876.

293 F.2d 78 (1961)

N. SIMS ORGAN & CO., Inc., and N. Sims Organ, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Second Circuit.

Decided July 24, 1961.

Attorney(s) appearing for the Case

David Ferber, Asst. Gen. Counsel, Securities and Exchange Commission, Washington, D. C. (Walter P. North, Gen. Counsel, and John A. Dudley, Atty., Securities and Exchange Commission, Washington, D. C., on the brief), for appellee.

David Unterberg, New York City (Unterberg & Unterberg, New York City, Abbie Goldstein, New York City, on the brief), for appellant.

Before LUMBARD, Chief Judge, and GOODRICH and FRIENDLY, Circuit Judges.

GOODRICH, Circuit Judge.

This is a petition to review an order of the Securities and Exchange Commission which revoked Organ & Co.'s registration with the Commission as a broker and dealer in securities and recites that Organ is the cause of the revocation. The review is sought under Section 25(a) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78y(a).

The background of the case may be summarized as follows:

J. H. Lederer Co., Inc. had...

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