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ASSOCIATED SECURITIES CORP. v. SECURITIES & EXCH. COM'N

No. 6514.

293 F.2d 738 (1961)

ASSOCIATED SECURITIES CORPORATION, a Utah corporation, and Norman B. Jenson, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent. In the Matter of Associated Securities Corporation, a Utah corporation.

United States Court of Appeals Tenth Circuit.

July 21, 1961.

Attorney(s) appearing for the Case

George F. Barbary, Denver, Colo. (David L. McKay, Salt Lake City, Utah, was with him on the brief), for petitioners.

Walter P. North, Gen. Counsel, Washington, D. C. (David Ferber, Asst. Gen. Counsel, Sidney D. Goldberg, Special Counsel, Washington, D. C., and Richard M. Phillips, Atty., Securities and Exchange Commission, Washington, D. C., were with him on the brief), for respondent.

Before MURRAH, Chief Judge, and BRATTON and BREITENSTEIN, Circuit Judges.

BREITENSTEIN, Circuit Judge.

We have here a petition under Section 25(a) of the Exchange Act1 to review an order of the Securities and Exchange Commission revoking the registration of petitioner Associated Securities Corporation and naming petitioner Jenson as the cause of such revocation.

Associated was registered as a broker and dealer in securities under § 15 of the Exchange Act...

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