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BARNETT & CO. v. NAT. ASSN., SEC.

23 Misc.2d 213 (1960)

Barnett & Company, Inc., et al., Plaintiffs, v. National Association of Securities Dealers, Inc., et al., Defendants.

Supreme Court, Special Term, New York County.

May 9, 1960.

Attorney(s) appearing for the Case

Moss, Wels & Marcus (James L. Adler, Jr., and Richard H. Wels of counsel), for plaintiffs.

Breed Abbott & Morgan (William C. Breed and John Christopher Meyer, Jr., of counsel), for defendants.

CHARLES A. LORETO, J.

Plaintiffs are members of the National Association of Securities Dealers, Inc. (NASD). It exists under the Security Exchange Commission and is subject thereto. Machinery is provided for the processing of trade practice complaints against members. Two such complaints have been made against the plaintiffs and the plaintiffs have requested hearing thereon.

Another trade practice complaint has been made against Landau & Co...

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