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SECURITIES & EXCHANGE COM'N v. BARRETT HERRICK & CO.

149 F.Supp. 507 (1957)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. BARRETT HERRICK & CO., Inc. and Frederick L. Chapman, Defendants.

United States District Court S. D. New York.

March 7, 1957.

Attorney(s) appearing for the Case

Gilbert & Gilbert, New York City, for petitioner Evelyn R. Armstrong.

James D. Walsh, New York City, for David I. Shivitz, receiver.

SUGARMAN, District Judge.

In his brief in opposition to the within motion the receiver's counsel states:

"There is no controversy over the facts between the parties to this motion. "The petitioner, Armstrong, a customer of the broker-dealer firm of Barrett Herrick & Co., Inc., purchased on August 30, 1956, from Barrett Herrick, as principal, 300 shares of American Mutual Fund for a total price of $3,096.00. "Payment for such stock...

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