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WALLACH v. SECURITIES & EXCHANGE COMMISSION

Nos. 11295, 11840.

206 F.2d 486 (1953)

WALLACH v. SECURITIES & EXCHANGE COMMISSION. SECURITIES NAT. CORP. v. SECURITIES & EXCHANGE COMMISSION.

United States Court of Appeals District of Columbia Circuit.

Decided July 7, 1953.

Petition for Rehearing Denied August 21, 1953.

Attorney(s) appearing for the Case

Messrs. Frederick Stohlman, George H. Beuchert, Jr., Washington, D. C., and William J. Cogan, Belmar, N. J., for petitioners.

Mr. Roger S. Foster, Gen. Counsel, Securities & Exchange Commission, Washington, D. C., for respondents.

Before EDGERTON, BAZELON and WASHINGTON, Circuit Judges.

PER CURIAM.

In our opinion of February 26, 1953, in No. 11295, we held that Wallach, as a non-registered controlled person, could not be compelled to become a party to a license revocation proceeding under Section 15(b) of the Securities Exchange Act of 19341 against Henry P. Rosenfeld & Co., the broker-dealer which was then his employer. Wallach v. Securities & Exchange Commission 92...

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