1. Home
  2. Browse Decisions
  3. F.2d
  4. 202 F.2d
  5. 202 F.2d 462 (1953)
 

WALLACH v. SECURITIES AND EXCHANGE COMMISSION

No. 11295.

202 F.2d 462 (1953)

WALLACH v. SECURITIES AND EXCHANGE COMMISSION.

United States Court of Appeals District of Columbia Circuit.

Decided February 26, 1953.

Rehearing Denied March 26, 1953.

Attorney(s) appearing for the Case

William J. Cogan, pro hac vice, by special leave of Court, with whom Frederick Stohlman, Washington, D. C., was on the brief, for petitioner.

Milton P. Kroll, Assistant General Counsel, Securities and Exchange Commission, Washington, D. C., with whom Louis Loss, Associate General Counsel, Securities and Exchange Commission, Washington, D. C., at the time brief was filed, was on the brief, for respondent. Elizabeth B. A. Rogers, Washington, D. C., also entered an appearance on behalf of the respondent.

Before EDGERTON, BAZELON and WASHINGTON, Circuit Judges.

BAZELON, Circuit Judge.

Section 15(b) of the Securities and Exchange Act deals with Commission denial or revocation of the registration required of broker-dealers under the Act.1 Substantially, denial or revocation is authorized only after it has been determined that the registrant or applicant, or anyone subject to his control, has willfully violated the Act at any time. A hearing prior to denial or revocation is specified by § 15...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases