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LLANOS v. UNITED STATES

No. 13479.

206 F.2d 852 (1953)

LLANOS et al. v. UNITED STATES.

United States Court of Appeals Ninth Circuit.

September 4, 1953.

Attorney(s) appearing for the Case

Hyman M. Greenstein, Honolulu, Hawaii, and San Francisco, Cal., for appellant.

A. William Barlow, U. S. Atty., Honolulu, Hawaii, Frank E. Kennamer, Atty., Securities & Exchange Commission, San Francisco, Cal., for appellee.

Before DENMAN, Chief Judge, and MATHES and LEMMON, District Judges.

DENMAN, Chief Judge.

This is a criminal appeal from a judgment of conviction by the United States District Court for the District of Hawaii. Trial was before the court without a jury.

Appellants raise three questions by this appeal: (1) whether the instruments involved were "securities" within the meaning of the Securities Act of 1933; (2) whether appellants were engaged in the "sale" of securities within the meaning of that Act; and (3) whether the trial...

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