PHILLIPS v. SECURITIES AND EXCHANGE COMMISSION

Attorney(s) appearing for the Case

Mr. Randolph Phillips, pro se. Mr. Joseph B. Hyman, Alexandria, Va., of the Bar of the Supreme Court of the United States, pro hac vice, by special leave of Court, for petitioner.

Mr. Roger S. Foster, General Counsel, Securities & Exchange Commission, Washington, D. C., for respondent.

Mr. John J. Burns, Boston, Mass., of the Bar of the Supreme Judicial Court of Massachusetts, pro hac vice, by special leave of court, with whom Mr. James K. Polk, New York City, was on the brief, for intervenor The United Corporation. Mr. Richard Joyce Smith, New York City, of the Bar of the Court of Appeals of New York, pro hac vice, by special leave of Court, for intervenor.

Before WILBUR K. MILLER, PRETTYMAN and WASHINGTON, Circuit Judges.