PHILLIPS v. SECURITIES AND EXCHANGE COMMISSION

Attorney(s) appearing for the Case

Randolph Phillips, of New York City, petitioner and plaintiff-appellant, pro se.

Roger S. Foster, Gen. Counsel, Securities and Exchange Commission, of Washington, D. C. (William R. Nowlin, Sp. Counsel, and Alfred Hill, Atty., Securities and Exchange Commission, both of Washington, D. C., on the brief), for respondent Securities and Exchange Commission in first appeal.

Richard Joyce Smith, of New York City (Whitman, Ransom, Coulson & Goetz and William T. Farley, all of New York City, on the brief in the first appeal; Whitman, Ransom, Coulson & Goetz and Forbes D. Shaw, all of New York City, on the brief in the second appeal), for respondent and defendant-appellee United Corporation in both appeals.

Before SWAN, AUGUSTUS N. HAND, and CLARK, Circuit Judges.