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SECURITIES AND EXCHANGE COMMISSION v. OKIN

Nos. 320, 321.

137 F.2d 862 (1943)

SECURITIES AND EXCHANGE COMMISSION v. OKIN.

Circuit Court of Appeals, Second Circuit.

August 18, 1943.

Attorney(s) appearing for the Case

Samuel Okin, of New York City, pro se, appellant.

John F. Davis, Sol., Milton V. Freeman, Asst. Sol., and Mayer U. Newfield, Sidney H. Willner, and Samuel Binder, Attys., of Securities and Exchange Commission, all of Philadelphia, Pa., for appellee.

Before SWAN, AUGUSTUS N. HAND, and CLARK, Circuit Judges.

SWAN, Circuit Judge.

The appellant is the owner of shares of common stock of Electric Bond and Share Company, a registered holding company subject to the jurisdiction of the Securities and Exchange Commission. In November 1942 he filed with the Commission a letter which the Commission charged was violative of its rules regulating the solicitation of proxies. It thereupon filed the present action to obtain a preliminary and a permanent injunction restraining Okin from...

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