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SECURITIES AND EXCHANGE COMMISSION v. OKIN

No. 135.

132 F.2d 784 (1943)

SECURITIES AND EXCHANGE COMMISSION v. OKIN.

Circuit Court of Appeals, Second Circuit.

January 4, 1943.

Attorney(s) appearing for the Case

Milton V. Freeman, of Philadelphia, Pa., John F. Davis, Sol., and Charles B. Collins, Robert B. Healey, and Arnold R. Ginsburg, Attys. for Securities and Exchange Commission, all of Philadelphia, Pa. (Irving J. Galpeer, of New York City, of counsel), for appellant.

Samuel Okin, of New York City, appellee, pro se.

Before L. HAND, SWAN, and CHASE, Circuit Judges.

L. HAND, Circuit Judge.

The Securities and Exchange Commission appeals from a judgment dismissing its complaint for insufficiency in law upon its face. The substance of the allegations was as follows. On September 16, 1942, the Electric Bond and Share Company, a corporation subject to the Commission's jurisdiction, filed with it "a notice, proxy statement and form of proxy in connection with an annual meeting of stockholders...

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