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SECURITIES AND EXCHANGE COMMISSION v. FISCAL FUND

Civ. A. No. 283.

48 F.Supp. 712 (1943)

SECURITIES AND EXCHANGE COMMISSION v. FISCAL FUND, Inc.

District Court, D. Delaware.

January 12, 1943.

Attorney(s) appearing for the Case

Edward H. Cashion, of Washington, D. C., Eugene M. Kline, of New York City, Edward C. Jaegerman, of Washington, D. C., and John F. Davis, of Philadelphia Pa., for plaintiff.

No appearance for defendant.

LEAHY, District Judge.

This is an action by the Securities and Exchange Commission under Sec. 42(e) of the Investment Company Act of 1940 to enjoin Fiscal Fund, Inc.,1 a Delaware corporation, from violations of Secs. 22(e), 30(b) (1) and 30(d) of the Act and to enforce compliance with those sections. Because of circumstances which I shall detail subsequently, the Commission also asks for a permanent receiver to wind up and liquidate Fiscal...

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