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GUARANTY UNDERWRITERS v. JOHNSON

Nos. 10502, 10499.

133 F.2d 54 (1943)

GUARANTY UNDERWRITERS, Inc., v. JOHNSON (two cases).

Circuit Court of Appeals, Fifth Circuit.

Rehearing Denied January 27, 1943.

Attorney(s) appearing for the Case

John W. Muskoff and Alston Cockrell, both of Jacksonville, Fla., and Lawrence S. Camp, of Atlanta, Ga., for appellant.

John F. Davis, Solicitor, Securities & Exchange Commission, and Louis Loss, Attorney, Sec. & Exchg. Com., both of Philadelphia, Pa., for appellee.

Before SIBLEY, HUTCHESON, and HOLMES, Circuit Judges.

Case No. 10,502.

SIBLEY, Circuit Judge.

The plaintiff-appellant's amended petition was dismissed on motion in the District Court for want of jurisdiction, and also on the merits if they should be considered. This appeal followed.

The material facts alleged are: Appellant in 1934 became a registered dealer in securities under the provisions of Section 15(b) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78o(b). During 1940 and 1942...

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