1. Home
  2. Browse Decisions
  3. F.2d
  4. 126 F.2d
  5. 126 F.2d 325 (1942)
 

MORGAN STANLEY & CO. v. SECURITIES EXCHANGE COM'N

No. 129.

126 F.2d 325 (1942)

MORGAN STANLEY & CO., Inc., v. SECURITIES EXCHANGE COMMISSION.

Circuit Court of Appeals, Second Circuit.

February 20, 1942.

Attorney(s) appearing for the Case

John W. Davis, of New York City (Davis, Polk, Wardwell, Gardiner & Reed, George A. Brownell, and Amory H. Bradford, all of New York City, on the brief), for petitioner.

Chester T. Lane, Gen. Counsel, and Lawrence S. Lesser, both of Washington, D. C. (Christopher M. Jenks, Robert Blair-Smith, Maurice C. Kaplan, and Nathan L. Halpern, all of Washington, D. C., on the brief), for respondent.

Before L. HAND, CHASE, and CLARK, Circuit Judges.

CLARK, Circuit Judge.

This is a petition for review of an order of the Securities and Exchange Commission declaring petitioner, Morgan Stanley & Co., Inc., to be an affiliate of the Dayton Power & Light Co. for the purpose of denying underwriting fees to petitioner in connection with a refunding operation of Dayton. This order was issued pursuant to Rule U-12F-2 of the Commission under the Public Utility Holding Company Act, 15 U.S.C.A. § 79a et seq....

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases