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OTIS & CO. v. SECURITIES AND EXCHANGE COMMISSION

No. 7805.

106 F.2d 579 (1939)

OTIS & CO. v. SECURITIES AND EXCHANGE COMMISSION.

Circuit Court of Appeals, Sixth Circuit.

September 18, 1939.

Attorney(s) appearing for the Case

Frank X. Cull, of Cleveland, Ohio (Bulkley, Hauxhurst, Inglis & Sharp, Richard Inglis, and Raymond G. Hengst, all of Cleveland, Ohio, on the brief), for appellant.

James A. Treanor, Jr., and James J. Caffrey, both of Washington, D. C. (Allen E. Throop, Thomas J. Lynch, and Herbert B. Cohn, all of Washington, D. C., on the brief), for appellee.

Before HICKS, SIMONS and ARANT, Circuit Judges.

ARANT, Circuit Judge.

Pursuant to Section 20(b) of the Securities Act of 1933, 48 Stat. 86, 49 Stat. 1921, 15 U.S.C. § 77t(b), 15 U.S.C.A. § 77t (b) and Section 21(e) of the Securities Exchange Act of 1934, 48 Stat. 899, 49 Stat.1921, 15 U.S.C. § 78u(e), 15 U.S.C.A. § 78u(e), the Securities and Exchange Commission brought suit to enjoin appellant from continuing activities alleged to violate Section 17(a) (2) of the Securities Act of 1933, 48 Stat...

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