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SECURITIES AND EXCHANGE COM'N v. ASSOCIATED GAS & E. CO.

24 F.Supp. 899 (1938)

SECURITIES AND EXCHANGE COMMISSION v. ASSOCIATED GAS & ELECTRIC CO. et al.

District Court, S. D. New York.

August 29, 1938.

Attorney(s) appearing for the Case

Chester T. Lane, of Washington, D. C. (Chester T. Lane, of Washington, D. C., Lewis M. Dabney, Jr., of Dallas, Tex., and Milton V. Freeman and David Ginsburg, both of Washington, D. C., of counsel), for Securities and Exchange Commission.

Travis, Brownback & Paxson, of New York City (Charles M. Travis, Garrett A. Brownback, and Jesse J. Holland, all of New York City, of counsel), for defendants.

CLANCY, District Judge.

The defendant Associated Gas and Electric Company (hereinafter referred to as "the Company") is a public utility holding company organized in New York. In November, 1928, the Company began to issue certain obligations denominated 5½% Convertible Investment Certificates (hereinafter referred to as "investment certificates") due November 15, 1938, and during 1928 and 1929 succeeded in disposing of approximately $31,000,000 of these investment...

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