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IN RE SECURITIES AND EXCHANGE COMMISSION

14 F.Supp. 417 (1936)

In re SECURITIES AND EXCHANGE COMMISSION.

District Court, S. D. New York.

March 18, 1936.

Attorney(s) appearing for the Case

William W. Prager, Asst. Gen. Counsel, of New York City (William W. Prager and Irving J. Galpeer, both of New York City, of counsel), for Securities and Exchange Commission.

Abraham M. Lowenthal, of New York City, for respondents.

PATTERSON, District Judge.

The Securities and Exchange Commission undertook an investigation of the activities of Pirnie, Simons & Co., in transactions involving the securities of a company. It caused subpœnas to be served on the respondents Bracken, McAvoy, Aarons, and Reid, commanding them to appear before an officer of the Commission and to give testimony. The respondents appeared, but each of them declined to testify unless the Commission would agree...

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