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JONES v. SECURITIES AND EXCHANGE COMMISSION

Nos. 80, 184.

79 F.2d 617 (1935)

JONES v. SECURITIES AND EXCHANGE COMMISSION. SECURITIES AND EXCHANGE COMMISSION v. JONES.

Circuit Court of Appeals, Second Circuit.

November 4, 1935.

Attorney(s) appearing for the Case

H. I. Fischbach, of New York City, Harry O. Glasser, of Enid, Okl., and J. N. Saye, of Longview, Tex., for appellant.

John J. Burns, of Washington, D. C. (Francis Currie, Charles R. Kaufman, and Francis S. Walker, all of Washington, D. C., of counsel), for Securities Exchange Commission.

Before MANTON, L. HAND, and SWAN, Circuit Judges.

MANTON, Circuit Judge.

Appellant filed a registration statement covering a forthcoming issue of participation trust certificates pursuant to section 6 of the Securities Act of 1933 (48 Stat. 74, 15 U. S. C. § 77f [15 USCA § 77f]) with the appellee. It was filed May 4, 1935, and on May 23, 1935, notice of a hearing on this statement was sent to the appellant by the commission. On June 18th a hearing was had, and appellant attempted to withdraw his registration...

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