SECURITIES AND EXCHANGE COM'N v. STOCK MARKET FINANCE


10 F.Supp. 95 (1935)

SECURITIES AND EXCHANGE COMMISSION v. STOCK MARKET FINANCE, Inc., et al. SAME v. ROBERT COLLIER & CO. et al.

District Court, S. D. New York.

February 14, 1935.


Attorney(s) appearing for the Case

John J. Burns, Gen. Counsel, of Washington, D. C. (John T. Callahan, and Edwin Martenet, of New York City, of counsel), for Securities and Exchange Commission.

Abraham C. Berman, of New York City, for Stock Market Finance and Thomas J. Murphy.

Glass & Lynch, of New York City, for John J. Hackett.

Thomas E. Dewey, of New York City, for respondents.


CAFFEY, District Judge.

The suits seek to enjoin alleged violations of the Securities Act of 1933, 15 USCA §§ 77a to 77aa (hereinafter called the Act of 1933), or the Securities Exchange Act of 1934, 15 USCA §§ 77b-77e, 77j, 77k, 77m, 77o, 77s, 78a to 78 jj (hereinafter called the Act of 1934). The bill in the first case was brought by the Federal Trade Commission as complainant, pursuant to the power conferred on it by sections 2 (5) and...

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