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LORENZO v. SECURITIES AND EXCHANGE COMMISSION

No. 17-1077.

139 S.Ct. 1094 (2019)

Francis V. LORENZO, Petitioner v. SECURITIES AND EXCHANGE COMMISSION.

Supreme Court of United States.

Decided March 27, 2019.

Attorney(s) appearing for the Case

Robert Heim , New York, NY, for the petitioner.

Christopher G. Michel , pro hac vice, for the respondent.

Robert G. Heim , Howard S. Meyers , Meyers & Heim LLP, New York, NY, for petitioner.

Robert B. Stebbins , General Counsel, Michael A. Conley , Solicitor, Dominick V. Freda , Assistant General Counsel, Martin V. Totaro , Senior Counsel, Securities and Exchange Commission, Washington, DC, Noel J. Francisco , Solicitor General, Malcolm L. Stewart , Deputy Solicitor General, Christopher G. Michel , Assistant to the Solicitor General, Department of Justice, Washington, DC, for respondent.

Securities and Exchange Commission Rule 10b-5 makes it unlawful:

"(a) To employ any device, scheme, or artifice to defraud, "(b) To make any untrue statement of a material fact ..., or "(c) To engage in any act, practice, or course of business which operates or would...

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