MATTER OF CREDIT SUISSE SECURITIES (USA) LLC v. FINN

11410.

182 A.D.3d 493 (2020)

122 N.Y.S.3d 300

2020 NY Slip Op 02371

In the Matter of Credit Suisse Securities (USA) LLC, Appellant, v. Nicholas B. Nicholas B. Finn, Respondent.

Appellate Division of the Supreme Court of New York, First Department.

Decided April 23, 2020.


Petitioner seeks to vacate an arbitration award finding it liable to respondent, a former investment adviser in its US private banking division, for deferred compensation benefits that had not yet vested before his departure. It is undisputed that, if respondent were involuntarily terminated without cause, these benefits would immediately vest, but that if he voluntarily resigned, he would forfeit any right thereto.

The arbitration panel did not engage in misconduct...

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