PRINCIPAL SECURITIES, INC. v. GELBMAN

No. 23-0439.

Principal Securities, Inc., Appellee, v. Mark A. Gelbman, Appellant.

Supreme Court of Iowa.

Filed January 31, 2025.


Attorney(s) appearing for the Case

Jacob M. Oeth of Walker, Billingsley, & Bair, Urbandale, and Kevin D. Galbraith of The Galbraith Law Firm LLC, New York, New York, for appellant.

Angel A. West of Maynard Nexsen PC, Des Moines, and Kathryn Roe Eldridge of Maynard Nexsen PC, Birmingham, Alabama, for appellee.

Waterman, J., delivered the opinion of the court, in which all participating justices joined. McDermott, J., took no part in the consideration or decision of the case.


In this appeal, we must decide whether the limited scope of judicial review under Iowa Code chapter 679A requires confirmation of an arbitration award vacated by the district court. A financial advisor terminated by his employer invoked his right to arbitrate. After a contested evidentiary hearing, the arbitrator ruled that the...

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