U.S. SECURITIES AND EXCHANGE COMM'N v. FINDLEY

No. 3:20-cv-0397 (SRU).

718 F.Supp.3d 125 (2024)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Bernard FINDLEY and Halitron, Inc., Defendants.

United States District Court, D. Connecticut.

Signed February 21, 2024.


Attorney(s) appearing for the Case

Alfred Arthur Day, Xinyue Angela Lin, Susan Cooke, Securities & Exhange Commission, Boston, MA, for Plaintiff.

Joseph P. Dever, Jr., Matthew L. Elkin, Cozen O'Connor, New York, NY, Michael Anthony Savino, Braverman Greenspun, New York, NY, Wendy Kennedy Venoit, Cozen O'Connor, Boston, MA, Heather Hill, Cozen O'Connor, Philadelphia, PA, for Defendants.


MEMORANDUM OF DECISION AND PERMANENT INJUNCTION ORDER

Defendant Bernard Findley is the Chairman and CEO (and sole officer and director) of Defendant Halitron, Inc., an equity holding company based in Connecticut. In 2020, the Securities and Exchange Commission (...

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