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OBESLO v. GREAT-WEST CAPITAL MANAGEMENT, LLC

Civil Action No. 16-cv-00230-CMA-SKC (consolidated for all purposes with Civil Action No. 16-cv-01215-CMA-SKC and Civil Action No. 16-cv-03162-CMA-SKC).

477 F.Supp.3d 1216 (2020)

Joan OBESLO, Anne Hall, and Tina Gorrell-Deyerle, on behalf of Great West Funds, Inc., Plaintiffs, v. GREAT-WEST CAPITAL MANAGEMENT, LLC, Defendant. Duplass, Zwain, Bourgeois, Pfister & Weinstock APLC 401(K) Plan, Plaintiff, v. Great-West Capital Management, LLC, Defendant. Joan Obeslo, Anne Hall, and Tina Gorrell-Deyerle, on behalf of Great-West Funds, Inc., Plaintiffs, v. Great-West Live & Annuity Insurance Co., and Great-West Capital Management, LLC, Defendants.

United States District Court, D. Colorado.

Signed August 7, 2020.

Attorney(s) appearing for the Case

Kurt Charles Struckhoff , Michael Armin Wolff , Sean E. Soyars , Jerome Joseph Schlichter , Schlichter Bogard and Denton, LLP, Saint Louis, MO, for Plaintiffs Joan Obeslo, Anne Hall.

Kurt Charles Struckhoff , Michael Armin Wolff , Jerome Joseph Schlichter , Schlichter Bogard and Denton, LLP, Saint Louis, MO, for Plaintiff Tina Gorrell-Deyerle.

Joseph C. Peiffer , Peiffer Rosca Wolf Abdullah Carr & Kane, APLC, New Orleans, LA, Kyle Geoffrey Bates , Mark T. Johnson , Schneider Wallace Cottrell Konecky Wotkyns LLP, Emeryville, CA, Lydia M. Floyd , Peiffer Rosca Wolf Abdullah Carr & Kane, Cleveland, OH, for Plaintiff Duplass, Zwain, Bourgeois, Pfister & Weinstock APLC 401(K) Plan.

Adam Michael Regoli , Great-West Life and Annuity Insurance Company, Greenwood Village, CO, Edward Craig Stewart , Wheeler Trigg O'Donnell LLP, Denver, CO, James Dennis Whooley , Milbank LLP, Robert Liubicic , Milbank, Tweed, Hadley & McCloy, Los Angeles, CA, Sean Miles Murphy , Milbank LLP, New York, NY, for Defendant Great-West Life and Annuity Insurance Company.

Adam Michael Regoli , Robert Michael Little , Great-West Life and Annuity Insurance Company, Greenwood Village, CO, Benjamin James Reed , Sean Miles Murphy , Milbank LLP, New York, NY, Edward Craig Stewart , Wheeler Trigg O'Donnell LLP, Denver, CO, James Dennis Whooley , Robert Liubicic , Milbank LLP, Los Angeles, CA, for Defendant Great-West Capital Management, LLC.

FINDINGS OF FACT AND CONCLUSIONS OF LAW

This case is a consolidated shareholder derivative action that arises under § 36(b) of the Investment Company Act ("ICA"), 15 U.S.C. § 80a-35(b). Plaintiffs claim that the fees charged...

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