LANZA v. FINANCIAL INDUSTRY REGULATORY AUTHORITY

Civil Action No. 18-10859-PBS.

333 F.Supp.3d 11 (2018)

Giovanni LANZA and Mariantonia Lanza, Plaintiffs, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA), Defendant.

United States District Court, D. Massachusetts.

Filed September 25, 2018.

Editors Note
Applicable Law: 28 U.S.C. § 1332
Cause: 28 U.S.C. § 1332 Diversity - Other Contract
Nature of Suit: 190 Contract: Other
Source: PACER


Attorney(s) appearing for the Case

Robert D. Loventhal , Newport, RI, for Plaintiffs.

Ian D. Roffman , Nutter, McClennen & Fish, LLP, Boston, MA, for Defendant.


MEMORANDUM AND ORDER

INTRODUCTION

Plaintiffs Giovanni Lanza and Mariantonia Lanza initiated an arbitration through Defendant Financial Industry Regulatory Authority ("FINRA")'s Office of Dispute Resolution against their securities...

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