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SECURITIES AND EXCHANGE COMMISSION v. FAULKNER

Civil Action No. 3:16-CV-1735-D.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CHRISTOPHER A. FAULKNER, et al., Defendants.

United States District Court, N.D. Texas, Dallas Division.

June 6, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities
Nature of Suit: 850 Other Statutes: Securities / Commodities/Exchange
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by B. David Fraser , Securities & Exchange Commission, Scott F. Mascianica , Securities and Exchange Commission & Timothy Sean McCole , US Securities & Exchange Commission.

Christopher A Faulkner & Jeremy S Wagers, Defendants, represented by Lance Alan Pool , Friedman & Feiger LLP, Carter Boisvert , Friedman & Feiger LLP & Lawrence J. Friedman , Friedman & Feiger LLP.

Breitling Energy Corporation & Breitling Oil & Gas Corporation, Defendants, represented by Carole A. Faulkner , Law Offices of Carole A. Faulkner & Lance Alan Pool , Friedman & Feiger LLP.

Judson F Hoover, "Rick", Defendant, represented by David R. Clouston , Sessions Fishman Nathan & Israel LLC & Leslye E. Moseley , Session Fishman Nathan & Israel.

Parker R Hallam, Defendant, represented by Karen Lundskow Cook , Karen Cook PLLC & S. Michael McColloch , S Michael McColloch PLLC.

Tamra M Freedman, Relief Defendant, Defendant, represented by Abbe David Lowell , Norton Rose Fulbright US LLP.

Carole A Faulkner, Respondent, pro se.

U.S. Property Investments, Inc., Respondent, represented by Carole A. Faulkner , Law Offices of Carole A. Faulkner.

Petro-Hunt, LLC, Non-Party Petro-Hunt, LLC, Movant, represented by Charles W. Gameros, Jr. , Hoge & Gameros.

Thomas L. Taylor, III, Receiver, pro se.

Thomas L Taylor, III, Receiver, represented by Andrew M. Goforth , The Taylor Law Offices PC, Edwin J. Tomko , Dykema Cox Smith & Jason M. Ross , Dykema Gossett PLLC.

MEMORANDUM OPINION AND ORDER

Defendants Christopher A. Faulkner ("Faulkner"), Jeremy S. Wagers ("Wagers"), and Judson F. Hoover ("Hoover") move to advance defense costs pursuant to the terms of a directors and officers insurance policy ("D&O Policy"). The D&O Policy is at least in part subject...

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