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VAN ELSWYK v. RBS SECURITIES, INC.

Civil Action No. 3:15-cv-1844 (JCH).

BRICE VAN ELSWYK, Plaintiff, v. RBS SECURITIES, INC., Defendant.

United States District Court, D. Connecticut.

August 9, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 790 Labor: Other
Source: PACER

Attorney(s) appearing for the Case

Brice Van Elswyk, Plaintiff, represented by Jeffrey L. Liddle , Liddle & Robinson, pro hac vice.

Brice Van Elswyk, Plaintiff, represented by Kristen Luise Zaehringer , Murtha Cullina, LLP-Stmfd.

RBS Securities, Inc., Defendant, represented by Jill Rosenberg , Orrick, Herrington & Sutcliffe LLP, pro hac vice, Renee B. Phillips , Orrick, Herrington & Sutcliffe LLP, pro hac vice & David T. Martin , Cummings & Lockwood - Stmfd.

RULING RE: MOTION FOR SUMMARY JUDGMENT (DOC. NO. 44)

I. INTRODUCTION

Plaintiff Brice Van Elswyk ("Van Elswyk") instituted this action in late 2015 against defendant RBS Securities, Inc. ("RBS"). See Compl. (Doc. No. 1) at 1. Van Elswyk claims that RBS violated whistleblower...

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