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SEC. INVESTOR PROTECTION v. GLOBAL ARENA CAPITAL

16 Civ. 620 (RWS) 0.

164 F.Supp.3d 531 (2016)

SECURITIES INVESTOR PROTECTION CORPORATION, Plaintiff, v. GLOBAL ARENA CAPITAL CORP., Defendant.

United States District Court, S.D. New York.

Signed February 11, 2016.

Attorney(s) appearing for the Case

Attorneys for the Plaintiff, SECURITIES INVESTOR PROTECTION CORPORATION, 1667 K Street, NW, Suite 1000, Washington, DC 20006, By: Josephine Wang, Esq. , Christopher H. LaRosa, Esq. , Nathanael S. Kelley, Esq.

Attorneys for the Defendant, GUSRAE KAPLAN NUSBAUM PLLC, 120 Wall Street, New York, NY 10005, By: Martin P. Russo, Esq. , Martin H. Kaplan, Esq.

OPINION

The Securities Investor Protection Corporation ("SIPC" or the "Plaintiff") has initiated an emergency proceeding seeking the issuance of a protective decree against Global Arena Capital Corporation ("Global Arena" or the "Defendant"), pursuant to 15 U.S.C. § 78eee(b)(1), part of the Securities Investor...

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