KAPLAN v. HOULIHAN SMITH & CO., INC.

No. 12 C 5134.

DONALD D. KAPLAN and IAN DOLBY, Plaintiffs, v. HOULIHAN SMITH & CO., INC. a/k/a HOULIHAN SMITH & COMPANY, INC., RICHARD HOULIHAN, ANDREW D. SMITH, CHARLES BOTCHWAY, ANTHONY J. MARSALA, DAVID L. HEALD, and CONSULTING FIDUCIARIES, INC., Defendants.

United States District Court, N.D. Illinois, Eastern Division.

June 20, 2014.


Attorney(s) appearing for the Case

Donald D. Kaplan, Plaintiff, represented by Nina Wasow , Lewis, Feinberg, Lee, Renaker & Jackson, P.C., Daniel M. Feinberg , Lewis, Feinberg, Lee, Renaker & Jackson, PC, Julie Wilensky , Lewis, Feinberg, Lee, Renaker & Jackson, Paul William Mollica , Outten & Golden & Todd F Jackson , Lewis Feinberg Lee Renaker and Jackson PC.

Ian Dolby, Plaintiff, represented by Nina Wasow , Lewis, Feinberg, Lee, Renaker & Jackson, P.C., Daniel M. Feinberg , Lewis, Feinberg, Lee, Renaker & Jackson, PC, Julie Wilensky , Lewis, Feinberg, Lee, Renaker & Jackson, Paul William Mollica , Outten & Golden & Todd F Jackson , Lewis Feinberg Lee Renaker and Jackson PC.

Houlihan Smith & Co., Inc., Defendant, represented by James D. Harbert , Hinshaw & Culbertson, Clifford E. Yuknis , Hinshaw & Culbertson, Leigh Christina Bonsall , Hinshaw & Culbertson Llp & Renee O'Neill Kelly , Hinshaw & Culbertson.

Richard Houlihan, Defendant, represented by Marc S. Schechter , Butterfield Schechter & Van Clief LLP, Corey Francis Schechter , Butterfield Schechter & Van Clief LLP & Daniel C. Meenan, Jr. , Kralovec Meenan LLP.

Andrew D. Smith, Defendant, represented by James D. Harbert , Hinshaw & Culbertson, Leigh Christina Bonsall , Hinshaw & Culbertson Llp & Renee O'Neill Kelly , Hinshaw & Culbertson.

Charles Botchway, Defendant, represented by Theodore Michaelson Becker , Drinker Biddle & Reath LLP & Julie Ann Govreau , Drinker Biddle & Reath LLP.

Anthony J. Marsala, Defendant, represented by Theodore Michaelson Becker , Drinker Biddle & Reath LLP & Julie Ann Govreau , Drinker Biddle & Reath LLP.

Consulting Fiduciaries, Inc., Defendant, represented by Daniel J Polatsek , Katten Muchin Rosenman LLP, Andrea Carin Halverson , Stetler, Duffy & Rotert, Ltd., Brian J. Poronsky , Katten Muchin Rosenman LLP & Katherine Shannon Paulson , Katten Muchin Rosenman LLP.


MEMORANDUM OPINION AND ORDER

GEORGE M. MAROVICH, District Judge.

Lead plaintiffs, Donald D. Kaplan ("Kaplan") and Ian Dolby ("Dolby") have moved this Court for final approval of a settlement agreement they entered (on behalf of a class) with defendants Houlihan Smith & Co., Inc. a/k/a Houlihan Smith & Company, Inc. ("Houlihan Smith"), Richard Houlihan ("Houlihan"), Andrew D. Smith ("Smith"), Charles Botchway ("Botchway"), Anthony...

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