No. 12 Cr. 125(JSR).

904 F.Supp.2d 363 (2012)

UNITED STATES of America, v. Doug WHITMAN, Defendant.

United States District Court, S.D. New York.

As Corrected November 19, 2012.

Attorney(s) appearing for the Case

Christopher Lloyd Lavigne , David Seymour Leibowitz , Jillian Blythe Berman , United States Attorney Office, New York, NY, for United States of America.

David Matthew Rody , Michael D. Mann , Sidley Austin LLP, New York, NY, David Lloyd Anderson , Patrick Steven Kelly , Sidley Austin LLP, San Francisco, CA, Nicolas W. Thompson , Sidley Austin LLP, Washington, DC, for Defendant.


JED S. RAKOFF, District Judge.

On August 21, 2012, following a three-week trial, a jury convicted defendant Doug Whitman of two counts of conspiracy to commit insider trading and two counts of substantive insider trading in violation of the federal securities laws. Specifically, the counts charged that Mr. Whitman traded or agreed to trade on material inside information that he received from tippees who had, in turn, obtained the information...


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