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SEC. & EXCH. COMM'N v. NAVELLIER & ASSOC.

Nos. 20-1581, 21-1857, 22-1733, 23-1509.

108 F.4th 19 (2024)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. NAVELLIER & ASSOCIATES, INC.; Louis Navellier, Defendants, Appellants.

United States Court of Appeals, First Circuit.

July 16, 2024.

Attorney(s) appearing for the Case

Samuel Kornhauser for appellants.

Paul G. Álvarez, Senior Appellate Counsel, with whom Megan Barbero, General Counsel, and Daniel Staroselsky, Assistant General Counsel, Securities and Exchange Commission, Washington, D.C., were on brief, for appellee.

Before Kayatta, Lipez, and Gelpí, Circuit Judges.

In 2017, the Securities and Exchange Commission ("SEC") brought suit against investment advisers Louis Navellier ("Navellier") and Navellier & Associates, Inc. ("NAI") (collectively, "Appellants"), alleging violations of sections 206(1) and 206(2) of the Investment Advisers Act ("Advisers Act"), 15 U.S.C. § 80b...

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