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PRINCIPAL SECURITIES, INC. v. AGARWAL

No. 20-3312.

23 F.4th 1080 (2022)

PRINCIPAL SECURITIES, INC., Plaintiff-Appellee v. Sanjeev AGARWAL; Rajshri Agarwal; Technochem International, Inc., Defendants-Appellants.

United States Court of Appeals, Eighth Circuit.

Filed: January 31, 2022.

Attorney(s) appearing for the Case

Kathryn Roe Eldridge , Peter S. Fruin , Molli Masaniai , MAYNARD & COOPER, Birmingham, AL, Angel A. West , MAYNARD & COOPER, Johnston, IA, for Plaintiff-Appellee.

Gail E. Boliver , BOLIVER LAW FIRM, Marshalltown, IA, Jonathan Kurta , FITAPELLI & KURTA, New York, NY, Adam J. Weinstein , GANA & WEINSTEIN, New York, NY, for Defendants-Appellants.

Before SMITH, Chief Judge, COLLOTON and ERICKSON, Circuit Judges.

Principal Securities, Inc. ("PSI") commenced this action in the Southern District of Iowa to enjoin an arbitration proceeding filed with the Financial Industry Regulatory Authority ("FINRA"). The claimants in the underlying arbitration are Dr. Sanjeev Agarwal and his wife Rajshri Agarwal, individually and on behalf of their...

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